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Brain-Based Transformational Solutions

Decoding Emotions

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There are two distinct perspectives on the nature of emotions. One view is that they are universal—and universally recognizable—responses that are automatically triggered by events and circumstances. The other view is that they are constructed by each of us moment-to-moment, based on our particular combination of physiology, temperament, and experience.

Charles Darwin’s The Expression of the Emotions in Man and Animals, published in 1872, wasn’t the first book to attempt to codify facial expressions, but it still serves as inspiration for what has been referred to by Lisa Feldman Barrett as the classical view of emotion.

[H]e claimed that emotions and their expressions were an ancient part of universal human nature. All people, everywhere in the world are said to exhibit and recognize facial expressions of emotions without any training whatsoever.

This idea was further advanced in the 1960s and 70s, by psychologist Paul Ekman and others, and remains a widely held view. It’s why many people believe there are six basic emotions—fear, anger, joy, sadness, disgust, and surprise—that are recognized by people across the globe. And it’s why the use of psychological tests for recognizing emotions from facial photographs is still quite common.

Furthermore the ability to identify emotions from facial expressions is a standard test of empathy, with implications in diagnosing various mental health conditions. So it’s relatively safe to say that a belief in empathy is based in the classical view of emotions.

But as Feldman Barrett points out:

Hundreds of experiments have shown that people worldwide can match emotion words to so-called expressions of emotion, posed by actors who aren’t actually feeling those emotions. However, those expressions can’t be consistently and specifically detected by objective measures of facial muscle movements when people are actually feeling emotion.

So if most (if not all) of the people who have been photographed for emotion detection tests are…emoting (i.e., acting), what do these tests actually reveal? At best, they appear to reveal some consensus agreement as to what those facial expressions are supposed to represent—stereotypes of emotions, if you will.

A Little Context, Please

Even if the photographs were not posed, focusing exclusively on faces excludes all the relevant contextual detail that the brain uses to form impressions and make interpretations.

Other things, including body movement, personality, tone of voice and changes in skin tone have important roles in how we perceive and display emotion. —Douglas Heaven, Nature, 2/26/20

Surrounding environmental context is even more critical. In a PNAS paper published on 3/21/19, Aleix Martinez offers the following images to support the importance of contextual information.

When asked to identify the emotions shown in these images, most people agree that the left image expresses sadness, while the right image is a clear display of anger. If asked whether these expressions communicate positive or negative valence, most people agree that both correspond to a negative expression. The problem with these assessments is that context is not observable, which may lead to incorrect interpretations. Images courtesy of (Left) Imgflip and (Right) Getty Images/Michael Steele.

Adding context to the facial expressions previously seen in [the previous figure] radically changes our interpretation of the emotion being experienced by a person. (A and B) In these two images, most observers agree that the people shown are experiencing a joyful event (i.e., positive valence). (C and D) When the face and body are blurred out, inference of valence and arousal is still possible. Images courtesy of (Upper Left, Lower Left, and Lower Right) Imgflip and (Upper Right) Getty Images/Michael Steele.

Martinez concludes that:

[w]e still do not know which brain regions of interest (ROIs) are involved in the recognition of affective context and how these communicate with already known areas. ROIs for the recognition of facial muscle articulations and biological motion as well as affective variables have been identified. It is logical to assume that ROIs involved in visual analysis of scenes, objects, and bodies are part of the visual interpretation of context. But does the brain employ other mechanisms to perform this inference? And, how do all these ROIs interact with one another to create the conscious affective percept we all experience?

How Many Words Is a Picture Worth?

Contextual information can not only lead to more accurate interpretations, it can also turn the tables on emotion recognition altogether. In writing about rethinking emotional intelligence a few years ago, I included this excerpt from The Storytelling Animal by Jonathan Gottschall:

In the early twentieth century, the Russian filmmaker Lev Kuleshov produced a film of unnarrated images: a corpse in a coffin, a lovely young woman, and a bowl of soup. In between these images, Kuleshov squeezed shots of an actor’s face. The audience noted that when the soup was shown, the actor emoted hunger. When the corpse was shown, he looked sad. When the lovely young woman appeared, the actor’s face was transformed by lust.

In fact the actor wasn’t emoting at all. After every shot, Kuleshov had inserted exactly the same footage of an actor staring impassively into the camera.

We often see what we expect to see rather than what’s actually there. Expectations play an enormous role in the interpretations made by the brain. So does our experience, as well as the language we speak and the range of our emotional vocabulary.

This applies to the interpretation of our own emotions as well as the emotions of others. When it comes to interpreting our own emotions, we don’t usually go about it by looking at ourselves in a mirror. We’re more likely to focus on internal cues first. But no matter how strong those cues are, they do require interpretation. For example, excitement and anxiety are what are called high-arousal states that have similar neurological and physiological symptoms, such as increased heart-rate, restlessness, rapid breathing, difficulty concentrating, and nervousness or tension. So context (the circumstances surrounding a particular high-arousal state) plays a role in our process of interpretation. Nevertheless, some of us are more inclined in general to interpret this set of sensations as anxiety and some of us are more inclined to interpret it as excitement.

Our personal interpretive tendencies are very likely to influence our interpretations of the emotions others are experiencing. Given what we understand about how the brain works, it’s hard to imagine how they wouldn’t.

Take Away

The idea that emotions are constitutive (constructed) has gained more and more ground as neuroscience research expands our understanding of how we function. There are so many things we take for granted, or at face value, without questioning them. The idea that there are six basic emotions that are universally recognized is an intuitive get. But there was actually substantial disagreement with the classical view of emotion prior to the 1960s; it just got swept under the rug. It wasn’t the first scientific concept that got swept aside and won’t be the last.

Emotions are real just as a sense of self is real, but neither an emotion nor a sense of self is a thing. Instead both are processes, continually in flux, a result of our interpretation—and open to our interpretation.

The Best Mindset for a Fresh Start

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The so-called Fresh Start Effect is based on the idea that we use temporal landmarks—dates that hold significance for us—as motivators for behavior change.* Such temporal landmarks run the gamut from the beginning of a week, a month, or a school semester to the beginning of a new year or a birthday. The brain does appear to take note of temporal landmarks; it’s easier to recall your last birthday than another random day of the month.

As temporal landmarks go, the beginning of a new year is famous for generating resolutions for self-improvement. The fact that most of these resolutions will probably fall by the wayside doesn’t deter us. Nor should it. We can take advantage of the fact that the brain is more open to change at some times than at others, as long as we approach the process from the right mindset.

Wrong Way: Production Mindset

A majority of New Year’s resolutions tend to consist of habits we want to start or stop: things we believe we ought to do or not do—or do more or less of—because they’re good for us. They’re a reflection of what I call the production mindset, which is focused on:

  • Being right
  • Being good
  • Relieving psychological tension
  • Interpreting feedback as judgment
  • Determining objectives
  • Following rules
  • Performing

It’s no accident that being resolute is also an aspect of production mindset. This is the mindset of whipping oneself into shape. It’s easy and automatic to operate from this mindset, but it’s a mindset that is not at all conducive to change. Production mindset is a stern taskmistress.

Right Way: Experiment Mindset

Experiment mindset operates from both a more committed and a more detached perspective. The commitment is to a desired outcome—and to mastering the change process—rather than to achieving a specific objective. The detachment allows for curiosity and learning. Characteristics of this mindset include:

  • Willingness to be wrong
  • Focusing on getting better
  • Developing creative tension
  • Evaluating feedback to adjust course
  • Identifying desired outcomes
  • Using guidelines
  • Discovering

In place of resoluteness, experiment mindset leads to resilience, which is a great asset on the rocky road to behavior change.

Running Experiments

Instead of creating a list of habits to start or change, evidence suggests we’ll get better results by running an experiment or two instead. And less really is more in this case. We’ll get better short- and long-term benefits when we focus on a single habit and successfully start or change it. We can build on that success with another habit. When we give ourselves too many things to work on at the same time—all of which require limited System 2 (conscious) resources—we create multiple opportunities to fail.

Here are some guidelines for running experiments.

  1. Identify your desired outcome (the change you want to create; the experience you want to have).
  2. Determine a minimum of three different objectives that could possibly get you your desired outcome.
  3. Consider how you would structure or conduct an experiment to test each one.
  4. Select one.
  5. Set up the parameters:
    >  What will you test?
    >  What data will you track and how will you record or track it?
    >  How and how often will you evaluate feedback?
    >  What is the timeframe (beginning and ending dates)?
    >  How will you measure success or failure?
    >  How will you reward yourself for following through
  6. Run the experiment.
  7. If you have comparative data available, check it against the results of your experiment.
  8. Decide on your next course of action:
    >  Continue the experiment.
    >  Implement the new behavior.
    >  Run a different experiment.

I find the IAP (Intention/Attention/Perseverance) process useful when conducting experiments. A combination of the eight steps above and the four IAP steps below has led to significantly greater success than I’ve ever had in maintaining a strength training program—and that’s saying a lot considering my numerous attempts and multiple heart conditions.

  1. Intention: Describe in writing exactly what you intend to do, as well as when, where, and how you intend to do it. Be specific.
  2. Attention: Identify how you will keep your attention focused on your intention (post-it notes, phone reminders, calendar notations, etc.).
  3. Perseverance: Decide what you will do when things don’t go according to plan (regardless of the reason). What step(s) will you take to get back on track?
  4. Reward: Identify how you will reward yourself when you follow through. Make it something you know you will enjoy—and then follow through with giving yourself the reward!

A note on rewards: Rewarding yourself when you follow through with an intention activates memory and learning circuits in the brain, which makes it more likely you will follow through the next time. Experiment with rewards, too, to discover what works for you.

Remember that you can use any temporal landmark as a boost to start a new habit or change an existing one. I started my strength training experiment on a random Monday in April 36 weeks ago. I set up a series of 10 three-week experiments, all of which I completed, and I’m still going strong.

*The idea was espoused by Katy Milkman, a behavioral economist, and presented in a 2014 article co-authored by Dai Hengchen and Jason Riis.

Empathy: What Is It Good For?

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I wish I could have a discussion about empathy with a particular friend who, unfortunately, is no longer here. She was a caring person, generous with time, money, and attention. She was a good friend to me. She likely considered herself to be empathetic, although I don’t recall her making such a claim.

But there were some attitudes she espoused and actions she took that I was perplexed and a little bit horrified by. For example, I remember her telling me she’d gone out of her way to congratulate a woman paying for groceries in a supermarket with the equivalent of food stamps on her good (nutritious?) food choices. My reaction was along the lines of You did what? I could write an entire article on the assumptions underlying that interaction.

And when there was much talk about airport security following the events of 911, she and I discussed the problems posed for people with metal implants going through scanners. Her opinion at the time was that this group of people ought to give up air travel for the sake of making it easier on the rest of us. I (let us say) disagreed. We also strongly disagreed on the subject of undocumented immigrants. However, she later changed her stance on that one.

We were of the same political persuasion, so that wasn’t the basis for our sometimes strong differences of opinion. Those differences never really got in our way, anyway. I enjoy a good argument, and once she figured that out, she was willing to engage.

On the other end of the spectrum, this friend (most definitely a cat person) dropped everything to come to the aid of a neighbor who needed daily assistance with her dog for at least a month after surgery relegated her to a wheelchair. And she seriously considered moving to another state to help out a niece who hadn’t even made a request.

Empathy vs. Compassion

In my ongoing research into the subject of empathy, I’ve encountered numerous takes on what it’s supposed to be, as well as what it’s supposed to be good for. Consistent with my previous research on what it’s supposed to be, there’s no consensus on what it’s supposed to be good for. While many people still claim that empathy is necessary and useful all around, others report that it actually only comes into play in regard to the closest members of our in-group—people we already know and care about and presumably understand to some extent.

Psychologist Paul Bloom wrote a book titled Against Empathy, in which he cites research supporting the idea that empathy doesn’t lead to prosocial action—that people substitute feeling (or thinking they’re feeling) someone else’s pain or distress for doing something to alleviate it. Compassion, on the other hand, which doesn’t necessarily involve relating to other people empathically—which in fact involves having some emotional distance—does lead to prosocial action.

By empathy I mean feeling the feelings of other people. So if you’re in pain and I feel your pain—I am feeling empathy toward you. If you’re being anxious, I pick up your anxiety. If you’re sad and I pick up your sadness, I’m being empathetic. And that’s different from compassion. Compassion means I give your concern weight, I value it. I care about you, but I don’t necessarily pick up your feelings.

A lot of people think this is merely a verbal distinction, that it doesn’t matter that much. But actually there’s a lot of evidence in my book that empathy and compassion activate different parts of the brain. But more importantly, they have different consequences. If I have empathy toward you, it will be painful if you’re suffering. It will be exhausting. It will lead me to avoid you and avoid helping. But if I feel compassion for you, I’ll be invigorated. I’ll be happy and I’ll try to make your life better. —Paul Bloom

Can You Relate?

My friend was financially comfortably well off (not on food stamps), did not have any metal implants, and was born and raised in the U.S. The three examples I gave all involved a reaction to others, people who were not members of her, or my, in-group. I would say she didn’t or couldn’t relate to them. And I think the concept of relating is separate from the concept of empathy. For example, I relate to people who share major personality traits with me. I “get” them in a way that’s both easy and deep. No imagination is required. No effort. No attempt to understand.

When another friend whose son I have spent very little time with during his 20 years on the planet (but who is quite a lot like me) tells me of her interactions with him or his responses and reactions, I can sometimes physically feel what he might be feeling: the feelings that make his resulting response entirely logical. That’s not empathy. If empathy were good for something, it would be assisting us in “getting” people we don’t automatically relate to or resonate with—people in our out-groups—and then lead us to take compassionate action in response. But as much as so many people wish it did do that, it doesn’t and ultimately can’t.

Empathy appears to be an outdated folk belief we really ought to retire.

The Map Is Not the Territory

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And the menu is not the meal. In other words, beware of confusing models of reality with reality. It sounds obvious, but it’s much easier said than done, so we end up believing a lot of things that are just not true.

Many of our most basic assumptions about ourselves, and society, are false. —Leonard Mlodinow, Subliminal

There’s a handful of threshold concepts that can shed some light on how we might know ourselves (or think we do) and how we might know others (or think we do)—and cause us to consider the possibility that we might be wrong about how we do both.

In and of themselves, threshold concepts are both transformative and irreversible. Once you fully grasp them, your understanding of what underlies your experience, your perception, and your behavior will be transformed. Once you cross the threshold from not knowing to knowing, you will no longer be able to view yourself, others, or the world the way you did before.

Threshold concepts are inherently difficult to grasp.

That’s why these concepts are considered to be troublesome knowledge. They’re troublesome because they conflict with preexisting beliefs, they are counterintuitive and disconcerting, and/or they seem illogical. They don’t slip easily into the mental architecture most of us have already constructed. In fact, they often bounce right off. So they bear repeating…repeatedly. (Recently someone said she had probably heard me mention a particular threshold concept a hundred times, but it was just in that moment that she got it.)

Each of these concepts is important individually, but many of them connect with and relate to each other. That’s another aspect of threshold concepts: they are integrative.

One

The brain is not wired to experience reality as it is. That’s troublesome because it’s counterintuitive and conflicts with our belief that we experience an objective reality. But the interior of the brain is a dark, silent space, in which the primary activity is the interpretation of electrical impulses to give us a sense of what is going on inside and outside of us.

Even if all our senses are intact and our brain is functioning normally, we do not have direct access to the physical world. It may feel as if we have direct access, but this is an illusion created by our brain. —Chris Frith, neuropsychologist

There is a real world. But you’ve never lived there. You haven’t been there even for a visit. —Susana Martinez-Conde, neuroscientist

Two

The brain operates on autopilot approximately 95% of the time, which means System 1 (the unconscious) directs most of our thoughts, feelings, and behaviors. That’s troublesome because our experience is that our thoughts, feelings, and behaviors are consciously determined. But consciousness can only process 40 bits of information at a time, while the unconscious process 11 million bits at a time.

If we were forced always to consider every aspect of the situation around us and had to weigh all our options about what to do, humankind would have died out long ago. —Timothy D. Wilson, social psychologist

It can take huge amounts of time for our conscious brain to think about every scenario deliberately. Everyday life requires us to suspend rationality, to be mindless about countless risks. —Shankar Vedantam, journalist and host of The Hidden Brain podcast

Three

The brain is predictive rather than reactive. It focuses on determining what’s going to happen next so it can figure out ahead of time what action to take instead of waiting for something to happen and then deciding what to do about it. That’s troublesome because, once again, our experience is that, moment-to-moment, we are making conscious or intentional decisions based on our conscious perceptions.

Your brain is wired to ask the question, “The last time I was in a situation like this, what sensations did I encounter and how did I act?” —Lisa Feldman Barrett, neuroscientist and psychologist

Our primary contact with the world…is via our expectations about what we are about to see or experience. —Andy Clark, cognitive philosopher

Four

The brain pays far more attention to what we do than to what we feel, what we think, or what we think about doing. This is troublesome because we tend to believe that the brain is for thinking and perceiving—I think, therefore I am, as Rene Descartes famously said—and not for figuring out what action to take. We also expect there to be a more direct correlation than there is between what we think about doing (intend) and the action we ultimately take.

Our brains interpret the world primarily as a forum for action and only secondarily as a realm of facts. —Colin G. DeYoung, psychologist

The course of an individual’s life is determined by the action she takes in the world. —Gabrielle Oettingen, psychologist

Five

The brain generates a mental model of the world that represents what’s normal for each of us both internally and externally. Our model of the world determines what we pay attention to, how we interpret what we pay attention to, and the meaning we assign to it. That’s troublesome because we have the sense that we directly perceive what is available for us to perceive, when in fact we perceive everything through our unique filters.

Consciousness is a way of projecting all the activity in your nervous system into a simpler form. [It] gives you a summary that is useful for the larger picture, useful at the scale of apples and rivers and humans with whom you might be able to mate. —David Eagleman, neuroscientist

When we experience things as being real, we are less able to appreciate that our perceptual worlds may differ from those of others. —Anil K. Seth, neuroscientist

We Ought to Be Less Certain…

In attempting to know ourselves, we’re faced with the same problems we encounter when attempting to know anyone else.

For one thing, we have no direct access to either our unconscious or the unconscious of anyone else, even though that’s the part of the brain that runs us most of the time. For another, just about every perception we have had or will have is an interpretation. We are interpreting ourselves just as we are interpreting others. And those interpretations, generated by internal or external cues, are based on our individual mental model of the world, which means they are all highly subjective and necessarily distorted.

Furthermore, we’re literally living in the past, since our predictive (autopilot) brain has already determined the nature of a situation and initiated the appropriate response before we’re consciously aware a response is called for.

In spite of all this, we have a strong, if false, sense of certainty about who we are, who others are and what they are experiencing, as well as our overall experience of being in the world.

…and More Curious

The best way to get a remotely objective clue as to who we—or someone else might be—is to pay attention to what we or they do, note our interpretation of the action, and attempt to reason backward. What might that behavior indicate about me or Joe or Olivia? What belief or character/personality trait might that reflect? What don’t I know? What other explanations could there be?

There’s no guarantee we’ll come up with the correct answer, of course. But curiosity gives us some room to maneuver, to question our assumptions and interpretations instead of merrily running off a cliff with them.

Know Thyself (or Not)

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Know Thyself is the first of three maxims inscribed at the Greek Temple of Apollo at Delphi and the one everybody remembers. Fairly succinct at just two words, it’s loaded, nonetheless. It’s difficult, impossible even, to pin down who said what when or the specific meaning that was intended by the ancient Greeks. And Pythia, aka the Oracle at Delphi, was known to be cryptic, so no help there.

Looking at know thyself now, I’m reminded again of listening to a philosopher expound on the meaning of the word is for what seemed an inordinate amount of time. Know is similar in that regard.

It can mean, for example, that I fully grasp or understand something; that I am—or more likely, I feel—certain about something; that I have a working acquaintance with some process, thing, concept, etc.; that I’ve memorized something; that I recognize someone or something, or that I can make distinctions—among other things.

Thyself is a similar kettle of fish since it both assumes a sense of self and implies that each of us is a single self—which, in the latter case, is not the case.

So I don’t know what know thyself is supposed to mean or can mean. Once upon a time, I probably thought I knew. But as I’ve been reflecting recently, I understand more and more that I understand less and less. This seems to be a logical outcome of learning.

To know that one does not know is best; not to know but to believe that one knows is a disease. —Lao Tzu

It’s so Meta

Stephen Fleming has written a book titled Know Thyself: The Science of Self-Awareness. From the bits I’ve read, he appears to consider self-awareness and metacognition to be essentially the same thing.

Self-awareness could be defined as having knowledge of one’s own traits, feelings, motivations, behaviors, etc. (This ought to ring some bells.)

Metacognition could be defined as thinking about our own mental processes—or thinking about thinking.

Self-awareness is meta even without the prefix. Both terms describe System 2 (higher order) processes or functions. I haven’t determined whether there’s a significant distinction between them or the extent to which they overlap or converge.

At any rate, Fleming, who is a cognitive neuroscientist and a very good writer, penned a fascinating article on Theory of Mind. In the entire 4,200+ word article, there was not a single reference to the concept of empathy. That’s because he was writing about the possibility that we know our own minds (or don’t know them) in the same manner and to the same extent that we know other minds. And there’s plenty of room for improvement all around.

I Think, Therefore I Am

Rene Descartes thought that we humans have privileged access to information about ourselves and that we can’t be wrong about what we perceive.

I know clearly that there is nothing that can be perceived by me more easily or more clearly than my own mind.

This is still a pretty popular view of things, even though it is obviously incorrect. We most certainly can be wrong about ourselves, and we certainly can and do lack self-knowledge. (If that were not the case, there would be no need for the What Do You Want? course. Everyone would automatically know what they want.)

Another philosopher, Gilbert Ryle, had a different take:

The sorts of things that I can find out about myself are the same as the sorts of things that I can find out about other people, and the methods of finding them out are much the same.

So, from the perspective of what is known as the inferential view, we don’t need one explanation (privileged access) for how we know ourselves and another (Theory of Mind) for how we know others. Furthermore, the methods we employ to know—or not know—ourselves and others are the same methods we employ to know anything about anything else in the world. What are the implications? And what do you think some of those methods might be?

Another Threshold

I would like to be able to say (maybe) that I intended all along to get to this point, but I’ve simply been following the breadcrumb trail, and it has inexorably led to the threshold concept* that happens to be the focus of December’s Monthly Meeting of the Mind (& Brain):

The brain generates a mental model of the world, which determines what we pay attention to, how we interpret what we pay attention to, and the meaning we assign to it.

Our mental models of the world, which circumscribe every aspect of our present experience, as well as what is possible for us to do and be, are not simply abstract concepts; they are encoded in the brain.

More next time on the impact a handful of threshold concepts might have on how we know ourselves or others.

*A threshold concept can be considered as akin to a portal, opening up a new and previously inaccessible way of thinking about something. It represents a transformed way of understanding, or interpreting, or viewing something without which the learner cannot progress. —Jan Meyer and Ray Land, 5/4/03

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